I. Introduction
In the last section we noted that the utilitarian tradition approaches
the issue of apparent conflicts between different values and interests
by attempting to find some measure through which different ends can be
traded off with each other so as to maximise the total good. A loss in
one area can then be traded against a gain elsewhere.
Classical Utilitarianism: The right action is that which has the consequences
which maximises the well-being or happiness of affected agents i.e. the
best action is that which produces the greatest improvement in well-being.
The theory makes three distinct claims that need to be distinguished:
- It is welfarist: The only thing that is good in itself
and not just a means to another good is the happiness or well-being
of individuals.
- It is consequentialist: whether an action is right
or wrong is determined solely by its consequences.
- It is an aggregative maximising approach: we choose
the action that produces the greatest total amount of well-being.
Each of these assumptions raises distinct lines of questions and possible
lines of criticism
1. Welfarism:
- What is well-being or happiness?
- Is the well-being of individuals the only thing that is good in itself?
- Should only the good of individuals count?
- How do you measure well being or happiness?
2. Consequentialism:
- Are there actions that are wrong whatever the consequences?
- Could it ever be right, for example, to torture an innocent child
or to punish an innocent woman for the sake of improving the general
welfare?
- What role, if any, does the theory have for obligations that appear
to arise form past actions, such as promises?
3. Maximisation:
- Who counts in arriving at the sum of well-being?
- How do you compare one individual's welfare with another's in summing
arriving at a sum of well-being for each option?
- Should just the total amount of welfare count?
- What implications would this have for the distribution of welfare
and considerations of fairness and justice?
Exercise: Make some initial notes as to how you think
those questions should be answered.
The following section will deal with the question of well-being. What
is it for an individual’s life to go well?
II. Welfare: Hedonism, Preferences and Objective Lists
A. The Hedonistic account of well-being:
1. Bentham and the felicific calculus
Jeremy
Bentham who is generally recognised as the chief founding author of classical
utilitarianism. The account of the principle of utility is found in his
Introduction to the Principles of Morals and Legislation (1789).
Link to full text: Introduction
to the Principles of Morals and Legislation
In this work Bentham defends the following claims:
- Welfare or happiness consists in pleasure and the absence of pain
(hedonism).
- The value of pleasure and the disvalue of pain are to be measured
by its intensity, duration, certainty and propinquity (or ‘nearness’).
- Units of pleasure accounted for across these dimensions can enter
into a calculus of happiness – the felicific calculus.
- The best action will be that which tends to produce the greatest
sum of pleasure over pain for those affected.
Consider the following passage from the work:
To a person considered by himself, the value of a pleasure or pain
considered by itself, will be greater or less, according to the four
following circumstances
1. Its intensity.
2. Its duration.
3. Its certainty or uncertainty.
4. Its propinquity or remoteness.
These are the circumstances which are to be considered in estimating
a pleasure or a pain considered each of them by itself....
To take an exact account then of the general tendency of any act, by
which the interests of a community are affected, proceed as follows.
Begin with any one person of those whose interests seem most immediately
to be affected by it…. Sum up all the values of all the pleasures
on the one side, and those of all the pains on the other. The balance,
if it be on the side of pleasure, will give the good tendency of the
act upon the whole, with respect to the interests of that individual
person; if on the side of pain, the bad tendency of it upon the whole.
Take an account of the number of persons whose interests appear to
be concerned; and repeat the above process with respect to each. Sum
up the numbers expressive of the degrees of good tendency, which the
act has, with respect to each individual, in regard to whom the tendency
of it is good upon the whole: do this again with respect to each individual,
in regard to whom the tendency of it is bad upon the whole. Take the
balance which if on the side of pleasure, will give the general good
tendency of the act, with respect to the total number or community of
individuals concerned; if on the side of pain, the general evil tendency,
with respect to the same community. (Bentham, Introduction to the Principles
of Morals and Legislation, ch.4)
Here is another famous and much quoted passage from Bentham The Rationale
of Reward:
The utility of all these arts and sciences,—I speak both of those
of amusement and curiosity,—the value which they possess, is exactly
in proportion to the pleasure they yield. Every other species of preeminence
which may be attempted to be established among them is altogether fanciful.
Prejudice apart, the game of push-pin is of equal value with the arts
and sciences of music and poetry. If the game of push-pin furnish more
pleasure, it is more valuable than either.
Exercise:
On reading these passages consider the following questions:
- Are
the circumstances listed - intensity, duration, etc. - The only ones
that need to be considered in estimating a pleasure or pain of an individual?
- Do they provide a method for measuring different
pleasures for the purposes of arriving at a sum?
- Is it possible to put different kinds of pleasure
and pain on a single felicific scale?
- How would the pleasures of appreciating unspoilt
nature fare within Bentham’s account?
2. John Stuart Mill
Mill
was introduced to Bentham and indoctrinated in his ideas by his father
James Mill. At first an ardent disciple, J.S. Mill came to believe that
Bentham's conception of human nature and human happiness was much too
narrow. But he believed that the modifications that needed to be made
were quite consistent with the central idea of utilitarianism. His principal
work on this topic, Utilitarianism (1861).
Link to full text: Utilitarianism
Mill endorses the basic utilitarian standpoint:
The creed which accepts as the foundation of morals, Utility, or the
Greatest Happiness Principle, holds that actions are right in proportion
as they tend to promote happiness, wrong as they tend to produce the
reverse of happiness. By happiness is intended pleasure, and the absence
of pain; by unhappiness, pain, and the privation of pleasure…
(Mill, 1861, p.257)
However, he rejects Bentham's conception of human happiness by distinguishing
between different qualities of pleasure, not just different quantities
in the following influential passage:
It is quite compatible with the principle of utility to recognise the
fact, that some kinds of pleasure are more desirable and more valuable
than others…If I am asked, what I mean by difference of quality
in pleasures, or what makes one pleasure more valuable than another,
merely as a pleasure, except its being greater in amount, there is but
one possible answer. Of two pleasures, if there be one to which all
or almost all who have experience of both give a decided preference,
irrespective of any feeling of moral obligation to prefer it, that is
the more desirable pleasure. If one of the two is, by those who are
competently acquainted with both, placed so far above the other that
they prefer it, even though knowing it to be attended with a greater
amount of discontent, and would not resign it for any quantity of the
other pleasure which their nature is capable of, we are justified in
ascribing to the preferred enjoyment a superiority in quality, so far
outweighing quantity as to render it, in comparison, of small account.
Now it is an unquestionable fact that those who are equally acquainted
with, and equally capable of appreciating and enjoying, both, do give
a most marked preference to the manner of existence which employs their
higher faculties. Few human creatures would consent to be changed into
any of the lower animals, for a promise of the fullest allowance of
a beast's pleasures; no intelligent human being would consent to be
a fool, no instructed person would be an ignoramus, no person of feeling
and conscience would be selfish and base, even though they should be
persuaded that the fool, the dunce, or the rascal is better satisfied
with his lot than they are with theirs... A being of higher faculties
requires more to make him happy, is capable probably of more acute suffering,
and certainly accessible to it at more points, than one of an inferior
type; but in spite of these liabilities, he can never really wish to
sink into what he feels to be a lower grade of existence. We may give
what explanation we please of this unwillingness; we may attribute it
to pride, a name which is given indiscriminately to some of the most
and to some of the least estimable feelings of which mankind are capable:
we may refer it to the love of liberty and personal independence, an
appeal to which was with the Stoics one of the most effective means
for the inculcation of it; to the love of power, or to the love of excitement,
both of which do really enter into and contribute to it: but its most
appropriate appellation is a sense of dignity, which all human beings
possess in one form or other, and in some, though by no means in exact,
proportion to their higher faculties, and which is so essential a part
of the happiness of those in whom it is strong, that nothing which conflicts
with it could be, otherwise than momentarily, an object of desire to
them. Whoever supposes that this preference takes place at a sacrifice
of happiness that the superior being, in anything like equal circumstances,
is not happier than the inferior confounds the two very different ideas,
of happiness, and content. It is indisputable that the being whose capacities
of enjoyment are low, has the greatest chance of having them fully satisfied;
and a highly endowed being will always feel that any happiness which
he can look for, as the world is constituted, is imperfect. But he can
learn to bear its imperfections, if they are at all bearable; and they
will not make him envy the being who is indeed unconscious of the imperfections,
but only because he feels not at all the good which those imperfections
qualify. It is better to be a human being dissatisfied than a pig satisfied;
better to be Socrates dissatisfied than a fool satisfied. And if the
fool, or the pig, are of a different opinion, it is because they only
know their own side of the question. The other party to the comparison
knows both sides....From this verdict of the only competent judges,
I apprehend there can be no appeal. (Mill, 1861, pp.258-260)
Pushpin and poetry
Mill's claim that pleasures differ in quality and not only in quantity
is a criticism of Bentham: if he is right there can be no calculus of
pleasures of the kind that Bentham assumes. But he suggests an alternative
method by which pleasures can be compared: pleasant experiences are desired,
and some are desired more than others. Two pleasures as disparate as poetry
and pushpin may still be compared, and one rated more valuable than the
other: the criterion being whether it is preferred or desired more by
those who have knowledge of both.
Exercise:
Does Mill’s appeal to the preferences of
the informed to show the greater quality of the higher pleasures rely
only on comparisons of the quality of pleasure, or does his test introduce
another criterion of goodness?
Problems with Mill’s distinction between higher and lower
pleasures:
If the argument is to work, the preferences of an informed person who
favours the dissatisfied life of Socrates over the satisfied life of ignorance
must rely only on comparisons of the quality of pleasure. But if those
preferences are held it can be for reasons other than the quality of pleasures.
There are a variety of other considerations for choosing one life over
another besides the pleasures they might bring – some of which Mill
mentions in the passage in which he introduces the preference-test: pride,
the love of liberty and independence, a sense of personal dignity. There
are no reasons to assume that these are just a matter of pleasure. A person
might prefer to maintain a sense of dignity even where this leads to a
loss of overall pleasure, be it a loss in quantity or quality. Mill’s
test illicitly introduces criteria of goodness other than pleasure, such
as personal dignity.
Mill and the appreciation of nature:
Mill's position opens up utilitarianism for some forms of the appreciation
of nature in ways which Bentham's narrow conceptions of pleasure and pain
might seem to rule out. Classical Utilitarianism should not be confused
with 'utilitarian' in a narrow economic sense: the pleasures of living
in an unspoilt natural environment can all count.Consider the following
excerpt from Mill's Principles of Political Economy which makes apparent
the degree to which the utilitarian position is open to an enlarged reading
of pleasure and pain which includes environmental concerns:
It
is not good for man to be kept perforce at all times in the presence
of his species. A world from which solitude is extirpated, is a very
poor ideal. Solitude, in the sense of being often alone, is essential
to any depth of meditation or of character; and solitude in the presence
of natural beauty and grandeur, is the cradle of thoughts and aspirations
which are not only good for the individual, but which society could
ill do without. Nor is there much satisfaction in contemplating the
world with nothing left to the spontaneous activity of nature; with
every rood of land brought into cultivation, which is capable of growing
food for human beings; every flowery waste or natural pasture ploughed
up, all quadrupeds or birds which are not domesticated for man's use
exterminated as his rivals for food, every hedgerow or superfluous tree
rooted out, and scarcely a place left where a wild shrub or flower could
grow without being eradicated as a weed in the name of improved agriculture.
If the earth must lose that great portion of its pleasantness which
it owes to things that the unlimited increase of wealth and population
would extirpate from it, for the mere purpose of enabling it to support
a larger, but not a better or a happier population, I sincerely hope,
for the sake of posterity, that they will be content to be stationary,
long before necessity compels them to it. (J.S. Mill 1848 book IV, ch.6
section 2)
Exercise:
On what grounds does Mill think that the preservation
of wild nature is a good? For whom is it a good?
3. Recent developments in hedonistic theories of the good.
Hedonistic accounts of well-being have remained central to debates in
public policy. A recent influential discussion is that of Richard Layard
who has called for a return to Bentham’s hedonism, here are some
links to his lectures on this subject:
Happiness:
has social science a clue?
Income
and happiness: rethinking economic policy
What
would make a happier society?
Toward a happier society
In these recent developments, the measure of well-being is often taken
to be a person’s subjective estimation of her life satisfaction.
A person is asked questions of the form “On the whole are you very
satisfied, fairly satisfied, not very satisfied, or not at all satisfied
with the life you lead?” or “Taken all together, how happy
would you say you are: very happy, quite happy, not very happy, not at
all happy?”. The answer is taken to indicate a person’s mental
states – of how good they feel. You will find a survey of the literature
used for government policy in the UK in Life
Satisfaction: the state of knowledge and implications for government
One result of the literature on the determinants of subjective well-being
that has been important in the literature on environmental policy has
been the finding that while there is a correlation between income and
life-satisfaction reports, there is very little correlation between the
growth in GDP and life satisfaction. This result has been used by some
environmentalists to argue that it shows that improving well being is
not best pursued by a constant economic growth and increasing consumption.
The Sustainable Development Commission can be found defending this claim
in their document Redefining
propserity
There are however questions that might be raised about these claims however.
Some of these are empirical. For example, while a growth in GDP might
not improve subjective life satisfaction, it does not follow that an absence
economic growth would maintain life satisfaction. However there are also
normative issues. One is whether life-satisfaction is the best measure
of well-being. Consider again Mill’s claim that it is better to
be Socrates dissatisfied than a fool satisfied. However, there is a more
basic problem here as to whether feeling good is all that matters in considering
well-being. Is well-being just a matter of having the right mental states?
4. Problems with Hedonism
Mill’s position shares with Bentham the claim that well-being is
just a matter of having the right mental states of pleasure and the absence
of pain. Happiness is taken to mean pleasure and the absence of pain,
which are states of consciousness. So on this view the only things that
are good in themselves are states of consciousness. Is this satisfactory?
Consider the following passage from Robert Nozick:
Suppose there were an experience machine that would give you any experience
you desired. Super neurophysiologists could stimulate your brains so
that you would think and feel you were writing a great novel, or making
a friend, or reading an interesting book. All the time you would be
floating in a tank, with electrodes attached to your brain. Should you
plug into this machine for life, preprogramming your life's experiences?...Would
you plug in? What else can matter to us, other than how our lives feel
from the inside? Nor should you refrain because of the few moments of
distress between the moment you've decided and the moment you're plugged.
What's a few moments of distress compared to a lifetime of bliss (if
that's what you choose), and why feel any distress at all if your decision
is the best one? What does matter to us in addition to our experiences?
(Nozick, Anarchy, State and Utopia, pp.42-3)
We can imagine a similar experience machine having a fine environmental
component that gives us all the experiences of living in some beautiful
and biologically rich environment but without the existence of that physical
environment itself.
Exercises:
Is the experience of nature what the environmentalist
aims to defend?
Is the experience of nature as such what most of us
want?
Nozick’s point: What matters is having friends, realising certain
achievements etc, not just the experience of having friends, realising
certain achievements etc. Likewise in our environmental case, we want
to actually live in an unspoiled natural environment not just have the
experience of doing so. Given the choice, most of us would desire to live
in a natural world not to live in a simulation of it, even if the experiences
were identical.
How is utilitarianism to be modified to accommodate these facts? One
response begins with the observation that in these cases we fail to really
get what we want. Our desires remain unfulfilled. We prefer a state of
affairs in which our desires are really satisfied to one in which they
are not. So maybe we should redefine welfare not in terms of the subjective
states we experience, but directly in terms of the satisfaction of our
preferences. We can further say that the stronger the preference, the
greater the welfare improvement given its satisfaction. So we can restate
the Principle of Utility to say that we should maximise the satisfaction
of preferences. This is Preference Utilitarianism, the version of utilitarianism
nowadays most generally adopted.
B. Desire-fulfilment or preference satisfaction theory of well-being:
1. The preference satisfaction account of well-being:
Well-being consists in the satisfaction of preferences, the stronger
the preferences the greater the increase in well-being.
Preference utilitarianism: The best policy will be that which maximises
the satisfaction of preferences over their dissatisfaction.
Preference utilitarianism has been particularly influential in welfare
economics since it is taken to open up the possibility of monetary measures
of well-being. The claim is made that the strength of a person’s
preference for a good can be captured by how much they are willing to
pay for its satisfaction. For a discussion of this see the module on environmental
decision making.
2. An objection:
In its crude form the preference satisfaction theory doesn’t appear
to allow for mistakes about what is of value. In its crude form whatever
persons believe is good for them is good for them. This is clearly false.
- Ignorance: e.g. I have a preference for some food which unbeknownst
to me is carcinogenic.
- Incompetence: e.g. a person in an illness refuses water when they
need it.
It looks implausible to say that if you satisfy whatever preferences
people happen to have then you will make them better off.
The theory also fails to capture the importance of what are often called
adaptive preferences, that is preferences that have been changed to fit
circumstances. The point is of particular importance in considering the
effects of deprivation on well-being. One response to deprivation is cut
one’s aspirations accordingly, to stop wanting what you can’t
have:
‘A thoroughly deprived person, leading a very reduced life, might
not appear to badly off in terms of the mental metric of desire and
its fulfilment, if the hardship is accepted with non-grumbling resignation’.
(A. Sen Inequality Reexamined p.55)
3. Reformulation: from actual to informed desires:
One response to this objection is to move from actual to informed desires.
It is not the satisfaction of any preferences that improves welfare, but
the satisfaction of the preferences of fully informed competent agents.
- Were I fully informed about the food I would no longer prefer it,
for I have a settled preference for good health which has priority over
my preference for gastronomic pleasure.
- Were I not ill I would want to drink the water.
This position allows for error but still holds that whether something
is good for a person depends ultimately on what they would want or value.
What is good for us is still determined ultimately by our preferences.
Exercise:
Does the appeal to informed desires overcome the problem
of adaptive preferences?
4. New Objections:
New knowledge doesn’t just inform existing desires –
it forms new desires.
Does the informed preference account of welfare adequately deal with
the ways in which information can be involved in forming a preference
for an object?
In some cases information can serve to ascertain whether an object that
I currently desire in fact satisfies other given preferences. I have a
preference for some food which unbeknownst to me is carcinogenic. Were
I fully informed about the food I would no longer prefer it, for I have
a settled preference for good health which has priority over my preference
for gastronomic pleasure. This role for information is quite compatible
with the informed preference account of wellbeing.
However, informing a person can also act in a second way to form or reform
her preferences. Education often isn't a question of ascertaining whether
an object fits current preferences, but rather a matter of altering preferences
by pointing to features of the object that make it worthy of being preferred.
For example, I may have had no preferences at all for a flat muddy piece
of ground by the sea. I then take some walks in the area with a friend
who has a great deal of ecological and social knowledge of the place,
who points out biological features I had no inkling of, fills me in on
its history and so on. On being educated about salt marshes I may subsequently
come to value them a great deal, and this education might make a large
difference to my wellbeing: I walk by the coast with developed capacities
to see and hear what is there. But here my well-being is increased, not
by allowing me to better realise some given preferences, but rather, through
changes in perception and knowledge, by allowing me to form new preferences.
That is what education, both formal and informal, is all about.
The problems with the informed preference account of well-being parallels
the difficulties with J. S. Mill's account of why the preferences of an
informed or competent agent should be given priority. Mill appeals to
a subjective-state account of well-being. One starts from the informed
agent because only she is in a position to judge: she knows 'both sides'
of the question, whereas the uninformed agent only knows one. That answer
is unsatisfactory because it relies on the introduction of some criterion
of excellence independent of pleasure itself. The appeal to the quality
of pleasures is an illicit way of introducing independent ideals - famously,
in the case of Mill, the values of 'human dignity' and of realising our
specifically human capacities. The same point is true in the case of the
appeal to the informed and competent agent to defend a preference-regarding
account of well-being. It serves only to smuggle in criteria that are
independent of the preferences themselves. The only plausible reason for
starting from the preferences of the 'informed' and 'competent' is one
that refers directly to those independent criteria of excellence. For
example, if we are considering the value of certain ecological systems,
the preferences of the competent and informed ecologist count in virtue
of her sensitivity to the objects around her, such that she is better
able to make judgements about the value of the different habitats. It
is features of the sites she knows about that give us reason to attach
greater weight to her pronouncements, not the fact she has this or that
preference per se.
C. Objective list theory of well-being:
1. Objectivist account:
To live well is to have or realise particular objective states –
particular forms of personal relation, physical health, autonomy, knowledge
of the world, aesthetic experience, accomplishment and achievement, sensual
pleasures, a well-constituted relation with the non-human world, and so
on.
On the objectivist view, preferences as such are not what determines
welfare. Rather, it is the other way around. We prefer things because
we believe they are good. They are not good because we prefer them.
What is good for us depends, therefore, on something about us, on what
we are like. If we were angels, water and other material conditions of
life would not be valuable to us. Neither would friends. But we are not
angels. Given the beings we are, such things are valuable. What is of
value to us cannot be independent of the kinds of being we are, and the
capacities we have. This is perfectly compatible with a rejection of the
preference satisfaction account, which says that what we desire or value
determines what is valuable to us. On an objectivist account we simply
can't choose like that. It says, rather, that improving welfare is a matter
of realising certain objective states.
2. Objections:
a. Consistency with autonomy: Objective determination
of what is of value to us is incompatible with autonomy – it allows
paternalism
The principle of Preference Autonomy: 'in deciding what is good and what
is bad for a given individual, the ultimate criteria can only be his own
wants and his own preferences.' (Harsanyi 'Morality and the Theory of
Rational Behaviour' in A. Sen and B. Williams eds. Utilitarianism and
Beyond p.55)
Response:
The objective list can include autonomy.
Aristotelian line: Human flourishing involves developing our characteristic
capacities. Amongst other things we are beings with a capacity to judge
what is and is not of good for us and others of our kind. Given we have
those capacities part of our good consists in their development and exercise.
Autonomy is a good in virtue of that fact about us. Given the kinds of
being we are need the space and opportunities to exercise our capacities
of judgement.
b. Preferences again - endorsement constraint (Dworkin):
One cannot improve an individual’s life by supplying resources that
are by some objective criterion valuable to the individual, but which
are not in the lights of the conception of the good life recognised and
accepted by that individual: a person’s life cannot go better in
virtue of features that are not endorsed by the individual as valuable
(Dworkin ‘In defence of equality’ Social Philosophy and Policy,
1, 1983, pp.24-40) .
Response: This is not a criticism of the objective list
theory as such. It may point to a necessary condition for preferences
in determining how well someone’s life goes.
Compare Augustine:De
Trinitate 13.5.8:
‘all who are happy have what they want’ but ‘not all
who have what they want are for that reason happy’.
On this account want satisfaction is a necessary condition for happiness,
but not a sufficient condition.
For Augustine you can be unhappy for two reasons: (i) you can lack what
you want; or (ii) you can want what you ought not to have wanted.
3. Needs and capabilities.
The two central concepts in attempts to develop a more objectivist account
of well-being are those of ‘needs’ and ‘capabilities
to function’
a. Needs: Needs claims are of different kinds. Some
needs are relative to specific projects. If I am to get to Chicago by
tomorrow then I need to take a plane. However one might respond to that
need claim by asking if I really need to be in Chicago tomorrow. However
some needs claims are not like that. There are some needs that must be
satisfied if a person is to have a flourishing life at all (D. Wiggins,
'The Claims of Need' in Needs, Values, Truth). For example, basic
needs for water, food, shelter, certain social relations and the like
are of that kind. One way of capturing the objectivity of needs claims
is through consideration of the logic of the concept. The concept of 'need'
has different logical properties from that of 'preference'. A sentence
of the form 'a needs x' is extensional i.e. if a needs x, and x is y,
then it follows that a needs y; a sentence of the form 'a prefers x to
z' is intensional i.e. it is not the case that if a prefers x to z and
x is y that it follows that a prefers y to z'. For example, from 'Joseph
needs glucose', and 'glucose is C6H12O6' we can infer 'Joseph needs C6H12O6'.
However, from 'Oedipus prefers to marry Jocasta to any other woman in
Thebes' and 'Jocasta is Oedipus's mother', one cannot infer 'Oedipus prefers
to marry his mother to any other woman in Thebes'. Whether or not a person
needs something depends on the objective condition of the person and the
nature of the object, its capacities to contribute to the flourishing
of a person. Whether a person prefers one object to another depends rather
upon the nature of the person's beliefs about the objects.
b. Capabilities
A more recent popular objectivist account is the capabilities approach
of Sen developed by others in particular by Nussbaum. Well-being is defined
in terms of in terms of central human functionings, of what people can
be and do. How well a person’s life can go is determined by what
they are able to be or do, with their capabilities to function.
Nussbaum has gone further than Sen in attempting to offer a list of universal
central human functional capabilities. Here is one version of the list:
- Life. Being able to live to the end of a human life of normal length:
not dying prematurely, or before one’s life is so reduced as to
be not worth living.
- Bodily health. Being able to have good health, including reproductive
health; to be adequately nourished; to have adequate shelter.
- Bodily integrity. Being able to move freely from place to place;
having one’s bodily boundaries treated as sovereign, i.e. being
able to be secure against assault, including sexual assault, child sexual
abuse, and domestic violence; having opportunities for sexual satisfaction
and for choice in matters of reproduction.
- Senses, imagination and thought. Being able to use the senses, to
imagine, think and reason – and to do these things in a ‘truly
human’ way, a way informed and cultivated by an adequate education,
including, but by no means limited to, literacy and basic mathematical
and scientific training. Being able to use imagination and thought in
connection with experiencing and producing self-expressive works and
events of one’s own choice, religious, literary, musical, and
so forth. Being able to use one’s mind in ways protected by guarantees
of freedom of expression with respect to both political and artistic
speech, and freedom of religious exercise. Being able to search for
the ultimate meaning of life in one’s own way. Being able to have
pleasurable experiences, and to avoid non-necessary pain.
- Emotions. Being able to have attachments to things and people outside
ourselves; to love those who love and care for us, to grieve at their
absence; in general, to love, to grieve, to experience longing, gratitude
and justified anger. Not having one’s emotional development blighted
by overwhelming fear and anxiety, or by traumatic events of abuse or
neglect. (Supporting this capability means supporting forms of human
association that can be shown to be crucial in their development.)
- Practical reason. Being able to form a conception of the good and
to engage in critical reflection about the planning of one’s life.
(This entails protection for the liberty of conscience.)
- Affiliation.
A. Being able to live with and towards others, to recognize and show
concern for other human beings, to engage in various forms of social
interaction; to be able to imagine the situation of another and to have
compassion for that situation; to have the capability for both justice
and friendship. (Protecting this capability means protecting institutions
that constitute and nourish such forms of affiliation, and also protecting
the freedom of assembly and political speech.)
B. Having the social bases of self-respect and non-humiliation; being
able to be treated as a dignified being whose worth is equal to that
of others. This entails, at a minimum, protections against discrimination
on the basis of race, sex, sexual orientation, religion, caste, ethnicity,
or national origin. In work, being able to work as a human being, exercising
practical reason and entering into meaningful relationships of mutual
recognition with other workers.
- Other species. Being able to live with concern for, and in relation
to, animals, plants and the world of nature.
- Play. Being able to laugh, to play, to enjoy recreational activities.
- Control over one’s environment.
A. Political. Being able to participate effectively in political choices
that govern one’s life; having the right of political participation,
protections of free speech and association.
B. Material. Being able to hold property (both land and movable goods),
not just formally but in terms of real opportunity; and having property
rights on an equal basis with others; having the right to seek employment
on an equal basis with others; having the freedom from unwarranted search
and seizure. (M. Nussbaum, Women and Human Development pp.78-80)
Exercise:
Nussbaum notes that in discussions of her list
item 8, - being able to live with concern for, and in relation to, animals,
plants and the world of nature - was particularly controversial.
There were participants from South Asia who
never thought this very important, who actively disliked animals, and
who thought it a kind of romantic Green Party flourish to put this on
the list when people were suffering. On the other side, as time went
on, there were people who questioned the anthropocentricity of the entire
list, judging that we had no reason to give human capabilities priority
over other capabilities, and objecting to the idea that other species
would be brought in only on account of their relationship to the human
(M. Nussbaum, Women and Human Development, p.157)
Do
you think either of these criticisms is justified? In particular do you
think it is plausible to suggest that this capability should be on a list
of universal human functional capabilities? If it should how would one
show that it should be on the list? Are there other items on the list
which you think should not be present on such a list? Is the project of
coming up with such a universal list a justifiable one?
Please do put your thoughts on this on the
discussion site.
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