Oliver Wild, 1992
The land surrounding the Taklamakan is equally hostile. To the northeast
lies the Gobi desert, almost as harsh in climate as the Taklamakan itself; on
the remaining three sides lie some of the highest mountains in the world. To
the South are the Himalaya, Karakorum and Kunlun ranges, which provide an
effective barrier separating Central Asia from the Indian sub-continent. Only a
few icy passes cross these ranges, and they are some of the most difficult in
the world; they are mostly over 5000 metres in altitude, and are dangerously
narrow, with precipitous drops into deep ravines. To the north and west lie the
Tianshan and Pamir ranges; though greener and less high, the passes crossing
these have still provided more than enough problems for the travellers of the
past. Approaching the area from the east, the least difficult entry is along
the `Gansu Corridor', a relatively fertile strip running along the base of the
Qilian mountains, separating the great Mongolian plateau and the Gobi from the
Tibetan High Plateau. Coming from the west or south, the only way in is over
the passes.
This region was taken over by Alexander the Great of Macedon, who finally
conquered the Iranian empire, and colonised the area in about 330 B.C.,
superimposing the culture of the Greeks. Although he only ruled the area until
325 B.C., the effect of the Greek invasion was quite considerable. The Greek
language was brought to the area, and Greek mythology was introduced. The
aesthetics of Greek sculpture were merged with the ideas developed from the
Indian kingdoms, and a separate local school of art emerged. By the third
century B.C., the area had already become a crossroads of Asia, where Persian,
Indian and Greek ideas met. It is believed that the residents of the Hunza
valley in the Karakorum are the direct descendants of the army of Alexander;
this valley is now followed by the Karakorum Highway, on its way from Pakistan
over to Kashgar, and indicates how close to the Taklamakan Alexander may have
got.
This `crossroads' region, covering the area to the south of the Hindu Kush
and Karakorum ranges, now Pakistan and Afghanistan, was overrun by a number of
different peoples. After the Greeks, the tribes from Palmyra, in Syria, and
then Parthia, to the east of the Mediterranean, took over the region. These
peoples were less sophisticated than the Greeks, and adopted the
Greek language and coin system in this region, introducing their own influences
in the fields of sculpture and art.
Close on the heels of the Parthians came the Yuezhi people from the Northern
borders of the Taklamakan. They had been driven from their traditional homeland
by the Xiongnu tribe (who later became the Huns and transferred their attentions
towards Europe), and settled in Northern India. Their descendants became the
Kushan people, and in the first century A.D. they moved into this crossroads
area, bringing their adopted Buddhist religion with them. Like the other tribes
before them, they adopted much of the Greek system that existed in the region.
The product of this marriage of cultures was the Gandhara culture, based in what
is now the Peshawar region of northwest Pakistan.
This fused Greek and Buddhist art into a unique form, many of the sculptures of
Buddhist deities bearing strong resemblances to the Greek mythological figure
Heracles. The Kushan people were the first to show Buddha in human form,
as before this time artists had preferred symbols such as the footprint, stupa
or tree of enlightenment, either out of a sense of sacrilege or simply to avoid
persecution.
The eastern end of the route developed rather more slowly. In China, the
Warring States period was brought to an end by the Qin state, which unified
China to form the Qin Dynasty, under Qin Shi Huangdi. The harsh reforms
introduced to bring the individual states together seem brutal now, but the
unification of the language, and standardisation of the system, had
long lasting effects. The capital was set up in Changan, which rapidly
developed into a large city, now Xian.
The Xiongnu tribe had been periodically invading the northern borders during
the Warring States period with increasing frequency. The northern-most states
had been trying to counteract this by building defensive
walls to hinder the invaders,
and warn of their approach. Under the Qin Dynasty, in an attempt to subdue the
Xiongnu, a campaign to join these sections of wall was initiated, and the
`Great Wall' was born. When the Qin collapsed in 206 B.C., after only 15 years,
the unity of China was preserved by the Western Han Dynasty, which continued
to construct the Wall.
During one of their campaigns against the Xiongnu, in the reign of Emperor
Wudi, the Han learnt from some of their prisoners that the Yuezhi had been
driven further to the west. It was decided to try to link up with these
peoples in order to form an alliance against the Xiongnu. The first
intelligence operation in this direction was in 138 B.C. under the leadership
of Zhang Qian, brought back much of interest to the court, with information
about hitherto unknown states to the west, and about a new, larger breed of
horse that could be used to equip the Han cavalry. The trip was certainly
eventful, as the Xiongnu captured them, and kept them hostage for ten years;
after escaping and continuing the journey, Zhang Qian eventually found the
Yuezhi in Northern India. Unfortunately for the Han, they had lost any interest
in forming an alliance against the Xiongnu. On the return journey, Zhang Qian
and his delegation were again captured, and it was not until 125 B.C. that they
arrived back in Changan. The emperor was much interested by what they found,
however, and more expeditions were sent out towards the West over the following
years. After a few failures, a large expedition managed to obtain some of the
so-called `heavenly horses', which helped transform the Han cavalry.
These horses have been
immortalised in the art of the period, one of the best examples being the
small bronze `flying horse' found at Wuwei in the Gansu Corridor, now used as
the emblem of the China International Travel Service.
Spurred on by their discoveries, the Han missions pushed further westwards,
and may have got as far as Persia. They brought back many objects from these
regions, in particular some of the religious artwork from the Gandharan
culture, and other objects of beauty for the emperor. By this process, the
route to the west was opened up. Zhang Qian is still seen by many to be
the father of the Silk Road.
In the west, the Greek empire was taken over by the Roman empire. Even at
this stage, before the time of Zhang Qian, small quantities of Chinese goods,
including silk, were reaching the west. This is likely to have arrived with
individual traders, who may have started to make the journey in search of new
markets despite the danger or the political situation of the time.
Secondly, the Silk Road was not a trade route that existed solely for the
purpose of trading in silk; many other commodities were also traded, from gold
and ivory to exotic animals and plants. Of all the precious goods crossing
this area, silk was perhaps the most remarkable for the people of the West.
It is often thought that
the Romans had first encountered silk in one of their campaigns against the
Parthians in 53 B.C, and realised that it could not have been produced by this
relatively unsophisticated people. They reputedly learnt from Parthian prisoners
that it came from a mysterious tribe in the east, who they came to refer to as
the silk people, `Seres'. In practice, it is likely that silk and other goods
were beginning to filter into Europe before this time, though only in very
small quantities. The Romans obtained samples of this new material, and
it quickly became very popular in Rome, for its soft texture and
attractiveness. The Parthians quickly realised that there was money to be made
from trading the material, and sent trade missions towards the east. The Romans
also sent their own agents out to explore the route, and to try to obtain silk
at a lower price than that set by the Parthians. For this reason, the trade
route to the East was seen by the Romans as a route for silk rather than the
other goods that were traded. The name `Silk Road' itself does not originate
from the Romans, however, but is a nineteenth century term, coined by the
German scholar, von Richthofen.
In addition to silk, the route carried many other precious commodities.
Caravans heading towards China carried gold and other precious metals, ivory,
precious stones, and glass, which was not manufactured in China until the fifth
century. In the opposite direction furs, ceramics, jade, bronze objects,
lacquer and iron were carried. Many of these goods were bartered for others
along the way, and objects often changed hands several times. There are no
records of Roman traders being seen in Changan, nor Chinese merchants in Rome,
though their goods were appreciated in both places. This would obviously have
been in the interests of the Parthians and other middlemen, who took as large
a profit from the change of hands as they could.
After the Western Han dynasty, successive dynasties brought more states
under Chinese control. Settlements came and went, as they changed hands or lost
importance due to a change in the routes. The Chinese garrison town of Loulan,
for example, on the edge of the Lop Nor lake, was important in the third
century A.D., but was abandoned when the Chinese lost control of the route for
a period. Many settlements were buried during times of abandonment by the sands
of the Taklamakan, and could not be repopulated.
The settlements reflected the nature of the trade passing through the region.
Silk, on its way to the west, often got no further than this region of Central
Asia. The Astana tombs, where the nobles of Gaochang were buried, have turned
up examples of silk cloth from China, as well as objects from as far afield as
Persia and India. Much can be learned about the customs of the time from the
objects found in these graves, and from the art work of the time, which has
been excellently preserved on the tomb walls, due to the extremely dry
conditions. The bodies themselves have also been well preserved, and may allow
scientific studies to ascertain their origins.
The most significant commodity carried along this route was
not silk, but religion. Buddhism came to China from India this way, along the
northern branch of the route. The first influences came as the passes over the
Karakorum were first explored. The Eastern Han emperor Mingdi is thought to
have sent a representative to India to discover more about this strange faith,
and further missions returned bearing scriptures, and bringing with them India
priests. With this came influences from the Indian sub-continent, including
Buddhist art work, examples of which have been found in several early second
century tombs in present-day Sichuan province.
This was considerably influenced by the Himalayan Massif, an
effective barrier between China and India, and hence the Buddhism in China is
effectively derived from the Gandhara culture by the bend in the Indus river,
rather than directly from India. Buddhism reached the pastures of Tibet at a
rather later period, not developing fully until the seventh century. Along
the way it developed
under many different influences, before reaching central China. This is
displayed very cleared in the artwork, where many of the cave paintings show
people with clearly different ethnic backgrounds, rather than the expected
Central and East Asian peoples.
The greatest flux of Buddhism into China occurred during the Northern Wei
dynasty, in the fourth and fifth centuries A.D.
This was at a time when China was divided into several different kingdoms,
and the Northern Wei dynasty had its capital in Datong in present day Shanxi
province. The rulers encouraged the development of Buddhism, and more missions
were sent towards India. The new religion spread slowly eastwards, through the
oases surrounding the Taklamakan, encouraged by an increasing number of
merchants, missionaries and pilgrims. Many of the local peoples, the Huihe
included, adopted Buddhism as their own religion. Faxian, a pilgrim from China,
records the religious life in the Kingdoms of Khotan and Kashgar in 399 A.D. in
great detail. He describes the large number of monasteries that had been
built, and a large Buddhist festival that was held while he was there.
Some devotees were sufficiently inspired by the new ideas that they headed off
in search of the source, towards Gandhara and India; others started to build
monasteries, grottoes and stupas. The development of the grotto is particularly
interesting; the edges of the Taklamakan hide some of the best examples in the
world. The hills surrounding the desert are mostly of sandstone, with any
streams or rivers carving cliffs that can be relatively easily dug into; there
was also no shortage of funds for the work, particularly from wealthy
merchants, anxious to invoke protection or give thanks for a safe desert
crossing. Gifts and donations of this kind were seen as an act of merit, which
might enable the donor to escape rebirth into this world. In many of the
murals, the donors themselves are depicted, often in pious attitude. This
explains why the Mogao grottoes contain some of the best examples of Buddhist
artwork; Dunhuang is the starting point for the most difficult section of the
Taklamakan crossing.
The grottoes were mostly started at about the same period, and coincided with
the beginning of the Northern Wei Dynasty. There are a large cluster in the
Kuqa region, the best examples being the Kyzil grottoes; similarly there are
clusters close to Gaochang, the largest being the Bezeklik grottoes.
Probably the best known ones are the Mogao grottoes
at Dunhuang, at the eastern end of the
Taklamakan. It is here that the greatest number, and some of the best examples,
are to be found. More is known about the origins of these, too, as large
quantities of ancient documents have been found. These are on a wide range of
subjects, and include a large number of Buddhist scriptures in Chinese,
Sanskrit, Tibetan, Uygur and other languages, some still unknown. There are
documents from the other faiths that developed in the area, and also some
official documents and letters that reveal a lot about the system of government
at the time.
For the archaeologist these grottoes are particularly valuable sources of
information about the Silk Road. Along with the images of Buddhas and
Boddhisatvas, there are scenes of the everyday life of the people at the time.
Scenes of celebration and dancing give an insight into local customs and
costume. The influences of the Silk Road traffic are therefore quite clear in
the mix of cultures that appears on these murals at different dates. In
particular, the development of Buddhism from the Indian/Gandharan style to a
more individual faith is evident on studying the murals from different eras in
any of the grotto clusters.
Those from the Gandharan school have more classical features, with
wavy hair and a sharper brow; they tend to be dressed in toga-like robes
rather than a loin cloth. Those of the Northern Wei have a more Indian
appearance, with narrower faces, stretched ear-lobes, and a more serene aura.
By the Tang dynasty, when Buddhism was well developed in China, many of the
statues and murals show much plumper, more rounded and amiable looking figures.
By the Tang dynasty, the Apsara (flying deity, similar to an angel in
Christianity) was a popular subject for the artists.
It is also interesting to trace the changes in styles along the length of
the route, from Kuqa in the west, via the Turfan area and Dunhuang, to the
Maijishan grottoes about 350 kilometres from Xian, and then as far into
China as Datong. The Northern Wei dynasty, that is perhaps the most responsible
for the spread of Buddhism in China, started the construction of the Yungang
grottoes in northern Shanxi province. When the capital of the Northern Wei was
transferred to Luoyang, the artists and masons started again from scratch,
building the Longmen grottoes. These two more `Chinese' grottoes emphasised
carving and statuary rather than the
delicate murals of the Taklamakan regions, and the figures are quite impressive
in their size; the largest figure at Yungang measures more than 17 metres in
height, second only in China to the great Leshan Buddha in Sichuan, which was
constructed in the early 8th Century. The figures are mostly depicted in the
`reassurance' pose, with right hand raised, as an apology to the adherents of
the Buddhist faith for the period of persecution that had occurred during the
early Northern Wei Dynasty before construction was started.
The Buddhist faith gave birth to a number of different sects in Central
Asia. Of these, the `Pure Land' and `Chan' (Zen) sects were particularly
strong, and were even taken beyond China; they are both still flourishing in
Japan.
Christianity also made an early appearance on the scene. The Nestorian sect
was outlawed in Europe by the Roman church in 432 A.D., and its followers were
driven eastwards. From
their foothold in Northern Iran, merchants brought the faith along the Silk
Road, and the first Nestorian church was consecrated at Changan in 638 A.D.
This sect took root on the Silk Road, and survived many later attempts to wipe
them out, lasting into the fourteenth century. Many Nestorian writings have
been found with other documents at Dunhuang and Turfan. Manichaeism, a third
century Persian religion, also influenced the area, and had become quite well
developed by the beginning of the Tang Dynasty.
During this period, in the seventh century, the Chinese traveller Xuan Zhuang
crossed the region on his way to obtain Buddhist scriptures from India.
He followed the northern branch round the Taklamakan on his outward journey,
and the southern route on his return; he carefully recorded the cultures and
styles of Buddhism along the way. On his return to the Tang capital at Changan,
he was permitted to build the `Great Goose Pagoda' in the southern half of the
city, to house the more than 600 scriptures that he had brought back from
India. He is still
seen by the Chinese as an important influence in the development of Buddhism in
China, and his travels were dramatised by in the popular classic `Tales of a
Journey to the West'.
The art and civilisation of the Silk Road achieved its highest point in the
Tang Dynasty. Changan, as the starting point of the route, as well as the
capital of the dynasty, developed into one of the largest and most cosmopolitan
cities of the time. By 742 A.D., the population had reached almost two million,
and the city itself covered almost the same area as present-day Xian,
considerably more than within the present walls of the city. The 754 A.D. census
showed that five thousand foreigners lived in the city; Turks, Iranians,
Indians and others from along the Road, as well as Japanese, Koreans and Malays
from the east. Many were missionaries, merchants or pilgrims, but every other
occupation was also represented. Rare plants, medicines, spices and other goods
from the west were to be found in the bazaars of the city. It is quite clear,
however, despite the exotic imports, that the Chinese regarded all foreigners
as barbarians; the gifts provided for the Emperors by foreign rulers were
simply considered as tribute from vassal states.
From the point of view of those in the far west, China was still an unknown
territory, and silk production was not understood. Since the days of Alexander
the Great, there had been some knowledge of India, but there was no real
knowledge of, or contact with,
the `Seres' until about the 7th century, when information started to filter
along the Road. It was at this time that the rise of Islam started to affect
Asia, and a curtain came down between the east and west. Trade relations soon
resumed, however, with the Muslims playing the part of middlemen. The sea route
to China was explored at this time, and the `Sea Silk Route' was opened,
eventually holding a more important place than the land route itself, as the
land route became less profitable.
But the final shake-up that occurred was to come from a different direction;
the hoards from the grasslands of Mongolia.
The partial unification of so many states under the Mongol Empire allowed a
significant interaction between cultures of different regions. The route of the
Silk Road became important as a path for communication between different parts
of the Empire, and trading was continued. Although less `civilised' than people
in the west, the Mongols were more open to ideas. Kubilai Khan, in particular,
is reported to have been quite sympathetic to most religions, and a large number
of people of different nationalities and creeds took part in the trade across
Asia, and settled in China. The most popular religion in China at the time was
Daoism, which at first the Mongols favoured. However, from the middle of the
thirteenth century onwards, buddhist influence increased, and the early lamaist
Buddhism from Tibet was particularly favoured. The two religions existed side by
side for a long period during the Yuan dynasty. This religious liberalism was
extended to all; Christianity first made headway in China in this period, with
the first Roman Catholic archbishopric set up in Beijing in 1307. The Nestorian
church was quite widespread in China; Jews and Muslims also populated several of
the major cities, though they do not seem to have made many converts.
It was at this time that Europeans first ventured towards the lands of the
`Seres'. The earliest were probably Fransiscan friars who are reported to have
visited the Mongolian city of Karakorum. The first Europeans to arrive at
Kubilai's court were Northern European traders, who arrived in 1261. However,
the most well known and best documented visitor was the Italian Marco Polo. As a
member of a merchant family from Venice, he was a good businessman and a keen
observer. Starting in 1271, at the age of only seventeen, his travels with his father
and uncle took him across Persia, and then along the southern branch of the Silk
Road, via Khotan, finally ending at the court of Kubilai Khan at Khanbalik, the
site of present-day Beijing, and the summer palace, better known as Xanadu. He
travelled quite extensively in China, before returning to Italy by ship, via
Sumatra and India to Hormuz and Constantinople.
He describes the way of life in the cities and small kingdoms through which
his party passed, with particular interest on the trade and marriage customs.
His classification of other races centre mainly on their religion, and he looks
at things with the eyes of one brought up under the auspices of the Catholic
Church; it is therefore not surprising that he has a great mistrust of the
Muslims, but he seems to have viewed the `Idolaters' (Buddhists and Hindus) with
more tolerance. He judges towns and countryside in terms of productivity; he
appears to be have been quick to observe available sources of food and water
along the way, and to size up the products and manufacture techniques of the
places they passed through. His description of exotic plants and beasts are
sufficiently accurate to be quite easily recognizable, and better than most of
the textbooks of the period. He seems to have shown little interest in the
history of the regions he was passing through, however, and his reports of
military campaigns are full of inaccuracies, though this might be due to other
additions or misinformation.
The `Travels' were not actually written by Marco Polo himself. After his
return to the West in 1295, he was captured as a prisoner of war in Genoa, when
serving in the Venetian forces. Whilst detained in prison for a year, he met
Rustichello of Pisa, a relatively well-known romance writer and a fellow
prisoner of war. Rustichello was obviously attracted to the possibilities of
writing a romantic tale of adventure about Polo's travels; it should be
remembered that the book was written for entertainment rather than as a historic
document. However, the collaboration between them, assuming that the story has
not been embroidered excessively by Rustichello, gives an interesting picture of
life along the Silk Road in the time of the Khans. Some of the tales are no
doubt due to the romance-writing instincts of Rustichello, and some of those due
to Polo are at best third-hand reports from people he met; however, much of the
material can be verified against Chinese and Persian records. As a whole, the
book captured public notice at the time, and added much to what was known of
Asian geography, customs and natural history.
Despite the presence of the Mongols, trade along the Silk Road never reached
the heights that it did in the Tang dynasty. The steady advance of Islam,
temporarily halted by the Mongols, continued until it formed a major force
across Central Asia, surrounding the Taklamakan like Buddhism had almost a
millennium earlier. The artwork of the region suffered under the encroach of
Islam. Whereas the Buddhist artists had concentrated on figures in painting and
sculpture, the human form was scorned in Islamic artwork; this difference led to
the destruction of much of the original artwork. Many of the grottoes have been
defaced in this way, particularly at the more accessible sites such as Bezeklik,
near Turfan, where most of the human faces in the remaining frescoes have been
scratched out.
The encroach of the deserts into the inhabited land made life on the edges of
the Taklamakan and Gobi Deserts particularly difficult. Any settlement abandoned
for a while was swallowed by the desert, and so resettlement became increasingly
difficult. These conditions were only suitable in times of peace, when effort
could be spent countering this advance, and maintaining water sources.
However, as trade with the West subsided, so did the traffic along the Road,
and all but the best watered oases survived. The grottoes and other religious
sites were long since neglected, now that the local peoples had espoused a new
religion, and the old towns and sites were buried deeper beneath the sands.
The study of the Road really took off after the expeditions of the Swede Sven
Hedin in 1895. He was an accomplished cartographer and linguist, and became one
of the most renowned explorers of the time. He crossed the Pamirs to Kashgar,
and then set out to explore the more desolate parts of the region. He even
succeeded in making a crossing of the centre of the Taklamakan, though he was
one of only three members of the party who made it across, the rest succumbing
to thirst after their water had run out. He was intrigued by local legends of
demons in the Taklamakan, guarding ancient cities full of treasure, and met
several natives who had chanced upon such places. In his later travels, he
discover several ruined cities on the south side of the desert, and his biggest
find, the city of Loulan, from which he removed a large number of ancient
manuscripts.
After Hedin, the archaeological race started. Sir Aurel Stein of Britain and
Albert von Le Coq of Germany were the principle players, though the Russians and
French, and then the Japanese, quickly followed suit. There followed a period of
frenzied digging around the edges of the Taklamakan, to discover as much as
possible about the old Buddhist culture that had existed long before. The
dryness of the climate, coupled with the exceedingly hot summers and cold
winters, made this particularly difficult. However the enthusiasm to discover
more of the treasures of the region, as well as the competition between the
individuals and nations involved, drove them to continue. Although they produced
reports of what they discovered, their excavation techniques were often far from
scientific, and they removed whatever they could from the sites in large packing
cases for transport to the museums at home. The manuscripts were probably the
most highly prized of the finds; tales of local people throwing these old
scrolls into rivers as rubbish tormented them. Removal of these from China
probably did help preserve them. However, the frescoes from the grottoes also
attracted their attention, and many of the best ones were cut into sections, and
carefully peeled off the wall with a layer of plaster; these were then packaged
very carefully for transport. To their credit, almost all these murals survived
the journey, albeit in pieces.
The crowning discovery was of a walled-up library within the Mogao grottoes
at Dunhuang. This contained a stack of thousands of manuscripts, Buddhist
paintings and silk temple banners. The manuscripts were in Chinese, Sanscrit,
Tibetan, Uighur and several other less widely known languages, and they covered
a wide range of subjects; everything from sections of the Lutras Sutra to
stories and ballads from the Tang dynasty and before. Among these is what is
believed to be the world's oldest printed book. This hoard had been discovered
by a Daoist monk at the beginning of the twentieth century, and he had appointed
himself as their protector. The Chinese authorities appear to have been aware of
the existence of the library, but were perhaps not fully aware of its
significance, and they had decided to leave the contents where they were, under
the protection of the monk. On hearing of this hoard, Stein came to see them; he
gradually persuaded the monk to part with a few of the best for a small donation
towards the rebuilding of the temple there. On successive visits, he removed
larger quantities; the French archaeologist Pelliot also got wind of this
discovery, and managed to obtain some. The frescoes at Dunhuang were also some
of the best on the whole route, and many of the most beautiful ones were removed
by the American professor Langdon Warner and his party.
The archaeological free-for-all came to a close after a change in the
political scene. On 25th May 1925 a student demonstration in the treaty port of
Shanghai was broken up by the British by opening fire on them, killing a number
of the rioters. This instantly created a wave of anti-foreign hostility
throughout China, and effectively brought the explorations of the Western
Archaeologists to an end. The Chinese authorities started to take a much harsher
view of the foreign intervention, and made the organisation of the trips much
more difficult; they started to insist that all finds should be turned over to
the relevant Chinese organs. This effectively brought an end to foreign
exploration of the region.
The treasures of the ancient Silk Road are now scattered around museums in
perhaps as many as a dozen countries. The biggest collections are in the British
Museum and in Delhi, due to Stein and in Berlin, due to von Le Coq. The
manuscripts attracted a lot of scholarly interest, and deciphering them is still
not quite complete. Most of them are now in the British Library, and available
for specialist study, but not on display. A large proportion of the Berlin
treasures were lost during the Second World War; twenty eight of the largest
frescoes, which had been attached to the walls of the old Ethnological Museum in
Berlin for the purposes of display to the public, were lost in an Allied Air
Force bombing raids between 1943 and 1945. A huge quantity of material brought
back to London by Stein has mostly remained where it was put; museums can never
afford the space to show more than just a few of the better relics, especially
not one with such a large worldwide historical coverage as the British Museum.
The Chinese have understandably taken a harsh view of the `treasure seeking'
of these early Western archaeologists. Much play is made on the removal of such
a large quantity of artwork from the country when it was in no state to formally
complain, and when the western regions, in particular, were under the control of
a succession of warlord leaders. There is a feeling that the West was taking
advantage of the relatively undeveloped China, and that many of the treasures
would have been much better preserved in China itself. This is not entirely
true; many of the grottoes were crumbling after more than a thousand years of
earthquakes, and substantial destruction was wrought by farmers improving the
irrigation systems. Between the visits of Stein and Warner to Dunhuang, a group
of White Russian soldiers fleeing into China had passed by, and defaced many of
the best remaining frescoes to such an extent that the irate Warner decided to
`salvage' as much as he could of the rest. The Chinese authorities at the time
seem to have known about the art treasures of places like Dunhuang, but don't
seem to have been prepared to protect them; the serious work of protection and
restoration was left until the formation of the People's Republic.
Their only consolation is that many of the scrolls which had been purchased
from native treasure-hunters at the western end of the Taklamakan at the
beginning of the century were later found to have been remarkably good
forgeries. Many were produced by an enterprising Muslim in Khotan, who had
sensed how much money would be involved in this trade. This severely embarrassed
a number of Western Orientalists, but the number of people misled attests to
their quality.
The fight of man against the desert, one of the biggest problems for the
early travellers, is finally gaining ground. There has been some progress in
controlling the progress of the shifting sands, which had previously meant
having to resite settlements. The construction of roads around the edges of the
Taklamakan has eased access, and the discovery of large oil reserves under the
desert has encouraged this development. The area is rapidly being
industrialised, and Urumchi, the present capital of Xinjiang, has become a
particularly unprepossessing Han Chinese industrial city.
The railway connecting Lanzhou to Urumchi has been extended to the border
with Kazakhstan, where on 12th September 1990 it was finally joined to the
former Soviet railway system, providing an important route to the new republics
and beyond. This Eurasian Continental Bridge, built to rival the Trans-Siberian
Railway, has been constructed from LianYunGang city in Jiangsu province (on the
East China coast) to Rotterdam; the first phase of this development has already
been completed, and the official opening of the railway was held on 1st December
1992. It is already promised to be at least 20% cheaper than the route by sea,
and at 11,000 kilometres is significantly shorter. From China the route passes
through Kazakhstan, Russia, Byelorussia and Poland, before reaching Germany and
the Netherlands. The double-tracking of the railway from Lanzhou to the border
of the C.I.S. has now been put high on the Chinese development priority list.
Archaeological excavations have been started by the Chinese where the
foreigners laid off; significant finds have been produced from such sites as the
Astana tombs, where the dead from the city of Gaochang were buried. Finds of
murals and clothing amongst the grave goods have increased knowledge of life
along the old Silk Road; the dryness of the climate has helped preserve the
bodies of the dead, as well as their garments.
There is still a lot to see around the Taklamakan, mostly in the form of
damaged grottoes and ruined cities. Whilst some people are drawn by the
archaeology, others are attracted by the minority peoples; there are thirteen
different races of people in the region, apart from the Han Chinese, from the
Tibetans and Mongolians in the east of the region, to the Tajik, Kazakhs and
Uzbeks in the west. Others are drawn to the mysterious cities such as Kashgar,
where the Sunday market maintains much of the old Silk Road spirit, with people
of many different nationalities selling everything from spice and wool to
livestock and silver knives. Many of the present-day travellers are Japanese,
visiting the places where their Buddhist religion passed on its way to Japan.
`China: A Guidebook to Xinjiang', Xinjiang Educational Press, Urumqi 1988.
Marco Polo, `The Travels', translated by R. Latham, Penguin, 1958.
Jin Bohong, `In the footsteps of Marco Polo', New World Press, Beijing 1989.
Xinjiang Educational Press, `China: A Guidebook to Xinjiang', Urumqi 1988.
Shaanxi Travel and Tourism Press, `The 40 Scenic Spots along the Silk Road',
Xian (1990****?)
Zhang Yehan (Ed.), `Si Lu You (Silk Road Tour)', Xinjiang People's Publishing
House, Urumchi, Vol.1 (1988), Vol.2 (1990).
Brian Hook (Ed.) `The Cambridge Encyclopedia of China', Cambridge U.P.,
(1991,2nd ed.)
Also the exhibition `The Crossroads of Asia', Fitzwilliam Museum (Cambridge), on until
mid-December 1992.
The mouth of the Hexi corridor in Gansu, where the Gobi meets the Taklamakan. A herd of camel flee from the oncoming train. Only the telegraph wires and the distant greenery on the edge of the Qilian Mountain Range reveal the presence of mankind.
The Early History of The Region
On the eastern and western sides of the continent, the civilisations of
China and the West developed. The western end of the trade route appears to
have developed earlier than the eastern end, principally because of the
development of the the empires in the west, and the easier terrain of Persia
and Syria. The Iranian
empire of Persia was in control of a large area of the Middle East, extending
as far as the Indian Kingdoms to the east. Trade between these two neighbours
was already starting to influence the cultures of these regions.
The Nature of the Route
The description of this route to the west as the `Silk Road' is somewhat
misleading. Firstly, no single route was taken; crossing Central Asia several
different branches developed, passing through different oasis settlements.
The routes all started from the capital in Changan, headed up the Gansu
corridor,
and reached Dunhuang on the edge of the Taklamakan. The northern route then
passed through Yumen Guan (Jade Gate Pass) and crossed the neck of the Gobi
desert to Hami (Kumul), before following the Tianshan mountains round the
northern fringes of the Taklamakan. It passed through the major oases of Turfan
and Kuqa before arriving at Kashgar, at the foot of the Pamirs. The southern
route branched off at Dunhuang, passing through the Yang Guan and skirting the
southern edges of the desert, via Miran, Hetian (Khotan) and Shache (Yarkand),
finally turning north again to meet the other route at Kashgar. Numerous other
routes were also used to a lesser extent; one branched off from the southern
route and headed through the Eastern end of the Taklamakan to the city of
Loulan, before joining the Northern route at Korla. Kashgar became the new
crossroads of Asia; from here the routes again divided, heading across the
Pamirs to Samarkand and to the south of the Caspian Sea, or to the South, over
the Karakorum into India; a further route split from the northern route after
Kuqa and headed across the Tianshan range to eventually reach the shores of the
Caspian Sea, via Tashkent.
The Development of the Route
The development of these Central Asian trade routes caused some problems for
the Han rulers in China. Bandits soon learnt of the precious goods travelling
up the Gansu Corridor and skirting the Taklamakan, and took advantage of the
terrain to plunder these caravans. Caravans of goods needed their own defence
forces, and this was an added cost for the merchants making the trip. The route
took the caravans to the farthest extent of the Han Empire, and policing this
route became a big problem. This was partially overcome by building forts and
defensive walls along part of the route. Sections of `Great Wall' were built
along the northern side of the Gansu Corridor, to try to prevent the Xiongnu
from harming the trade; Tibetan bandits from the Qilian mountains to the south
were also a problem. Sections of Han dynasty wall can still be seen as far as
Yumen Guan, well beyond the recognised beginning of the Great Wall at Jiayuguan.
However, these fortifications were not all as effective as intended, as the
Chinese lost control of sections of the route at regular intervals.
The fort at Jiayuguan marks the Western end of the Great Wall. The most recent fort was built as late as the Ming Dynasty; the massive fortifications are still clearly evident and only the wooden gate towers have been recently restored.
The Han dynasty set up the local government at Wulei, not far from Kuqa on
the northern border of the Taklamakan, in order to `protect' the states in
this area, which numbered about 50 at the time. At about the same period the
city of Gaochang was constructed in the Turfan basin. This developed into the
centre of the Huihe kingdom; these peoples later became the Uygur minority who
now make up a large proportion of the local population. Many settlements were
set up along the way, mostly in the oasis areas, and profited from the passing
trade. They also absorbed a lot of the local culture, and the cultures that
passed them by along the route. Very few merchants traversed the full length
of the road; most simply covered part of the journey, selling their wares a
little further from home, and then returning with the proceeds. Goods therefore
tended to moved slowly across Asia, changing hands many times. Local people no
doubt acted as guides for the caravans over the most dangerous sections of the
journey.
The Bezeklik Grottoes in the Flaming Mountains near Turfan hang precariously off a cliff above a steep gorge. However, the Buddhist carvings and murals within these caves were not sufficiently remote to escape both the onslaught of Islam and the intentions of foreign archaeologists and treasure seekers. Now there is a new threat: that of numerous coach loads of foreign and domestic tourists, keen to see what's left.
The grotto building was not confined to the Taklamakan; there is a large
cluster at Bamiyan in the Hindu Kush, in present-day Afghanistan. It is here
that the second largest sculpture of Buddha in the world can be found, at 55 metres high.
The Greatest Years
The height of the importance of the Silk Road was during
the Tang dynasty, with relative internal stability in China after the divisions
of the earlier dynasties since the Han. The individual states has mostly been
assimilated, and the threats from marauding peoples was rather less.
The muslim food street in Xian, the modern city that was once Changan, the Tang Dynasty capital. This street leads off the main westward thoroughfare only a stone's throw from the Drum Tower in the centre of the city which could justifiably lay claim to being the eastern end of the Silk Road; much of the muslim culture of Western China is still in evidence here.
After the Tang, however, the traffic along the road subsided, along with
the grotto building and art of the period. The Five Dynasties period did not
maintain the internal stability of the Tang dynasty, and again neighbouring
states started to plunder the caravans. China was partially unified again in
the Song dynasty, but the Silk Road was not as important as it had been in the
Tang.
The Mongols
Trade along the route was adversely affected by the strife which built up
between the Christian and Muslim worlds. The Crusades brought the Christian
world a little nearer to Central Asia, but the unified Muslim armies under
Saladin drove them back again. In the Fourth Crusade, the forces of Latin
Christianity scored a triumph over their Greek rivals, with the capture of
Constantinople (Istanbul). However, it was not the Christians who finally split
the Muslim world, but the Mongols from the east. Whilst Europe and Western Asia
were torn by religious differences, the Mongols had only the vaguest of
religious beliefs. Several of the tribes of Turkestan which had launched
offensives westwards towards Persia and Arabia, came to adopt Islam, and Islam
had spread far across Central Asia, but had not reached as far as the tribes
which wandered the vast grasslands of Mongolia. These nomadic peoples had
perfected the arts of archery and horsemanship. With an eye to expanding their
sphere of influence, they met in 1206 and elected a leader for their unified
forces; he took the title Great Khan. Under the leadership of Genghis Khan, they
rapidly proceeded to conquer a huge region of Asia. The former Han city of
Jiaohe, to the west of Turfan, was decimated by the Mongols as they passed
through on their way westwards. The Empire they carved out enveloped the whole
of Central Asia from China to Persia, and stretched as far west as the
Mediterranean. This Mongol empire was maintained after Genghis' death, with the
western section of the empire divided into three main lordships, falling to
various of his descendants as lesser Khans, and with the eastern part remaining
under the rule of the Great Khan, a title which was inherited from by Kublai
Khan. Kubilai completed the conquest of China, subduing the Song in the South of
the country, and established the Yuan dynasty.
The Decline of the Route
However, the Mongolian Empire was to be fairly short-lived. Splits between
the different khans had erupted as early as 1262. Although the East was
considerably more stable, especially under the rule of Kubilai, it also
succumbed to a resurgence of Chinese nationalism, and after several minor local
rebellions in the first few decades of the fourteenth century, principally in
the south of China, the Yuan dynasty was finally replaced by the Ming dynasty in
1368. With the disintegration of the Mongol empire, the revival of Islam and the
isolationist policies of the Ming dynasty, the barriers rose again on the land
route between East and West.
The Id Kah Mosque in Kashgar, spiritual centre of the town. Islam was one of the later imports along the Road, and now has a firm footing throughout Xinjiang.
The demise of the Silk Road also owes much to the development of the silk
route by sea. It was becoming rather easier and safer to transport goods by
water rather than overland. Ships had become stronger and more reliable , and
the route passed promising new markets in Southern Asia. The overland problems
of `tribal politics' between the different peoples along the route, and the
presence of middlemen, all taking their cut on the goods, prompted this move.
The sea route, however, suffered from the additional problems of bad weather and
pirates. In the early fifteenth century, the Chinese seafarer Zhang He commanded
seven major maritime expeditions to Southeast Asia and India, and as far as
Arabia and the east coast of Africa. Diplomatic relations were built up with
several countries along the route, and this increase the volume of trade Chinese
merchants brought to the area. In the end, the choice of route depended very
much upon the political climate of the time.
The ruins of Gaochang city, near Turfan. More than 1500 years ago this city was the centre of the Huihe kingdom; now the local Uygur people tend their flocks of sheep and goats in what were once the houses and streets of the provincial capital.
The attitude of the later Chinese dynasties was the final blow to the trade
route. The isolationist policies of the Ming dynasties did nothing to encourage
trade between China and the rapidly developing West. This attitude was
maintained throughout the Ming and Qing dynasties, and only started to change
after the Western powers began making inroads into China in the nineteenth
century. By the beginning of the Eighteenth Century, the Qing dynasty subdued
the Dzungar people, however, and annexed the whole Taklamakan region, forming
the basis of present-day Xinjiang province. This restored China to the state it
had been in in the Han dynasty, with full control of the western regions, but
also including the territories and Tibet and Mongolia.
Foreign Influence
Renewed interest in the Silk Road only emerged among western scholars towards
the end of the nineteenth century. This emerged after various countries started
to explore the region. The foreign involvement in this area was due mostly to
the interest of the powers of the time in expanding their territories. The
British, in particular, were interested in consolidating some of the land north
of their Indian territories. The first official trip for the Survey of India was
in 1863, and soon afterwards, the existence of ancient cities lost in the desert
was confirmed. A trade delegation was sent to Kashgar in 1890, and the British
were eventually to set up a consulate in 1908. They saw the presence of Russia
as a threat to the trade developing between Kashgar and India, and the power
struggle between these two empires in this region came to be referred to as the
`Great Game'. British agents (mostly Indians) crossed the Himalayas from Ladakh
and India to Kashgar, travelling as merchants, and gathering what information
they could, including surveying the geography of the route. At a similar time,
Russians were entering from the north; most were botanists, geologists or
cartographers, but they had no doubt been briefed to gather whatever
intelligence they could. The Russians were the first to chance on the ruined
cities at Turfan. The local treasure hunters were quick to make the best of
these travellers, both in this region and near Kashgar, and noting the interest
the foreigners showed towards the relics, sold them a few of the articles that
they had dug out of the ruins. In this way a few ancient articles and old
manuscripts started to appear in the West. When these reached the hands of
Orientalists in Europe, and the manuscripts were slowly deciphered, they caused
a large deal of interest, and more people were sent out to look out for them.
The Present Day
The Silk Road, after a long period of hibernation, has been increasing in
importance again recently.
A group of chinese tourists enjoy the singing sands on the edge of Mingshashan as dusk settles over the Dunhuang oasis; behind the stony Taklamakan lurks menacingly, kept temporarily at bay by the irrigation systems built up with the hard toil of local people over countless generations.
The trade route itself is also being reopened. The sluggish trade between the
peoples of Xinjiang and those of the Soviet Union has developed quickly; trade
with the C.I.S. is picking up rapidly with a flourishing trade in consumer items
as well as heavy industry. The new Central Asian republics had previously
contributed much of the heavy industry of the former Soviet Union, with a
reliance for consumer goods on Russia. Trade with China is therefore starting to
fulfill this demand. This trading has been encouraged by the recent trend towards
a `socialist market economy' in China, and the increasing freedom of movement
being allowed, particularly for the minorities such as those in Xinjiang. Many
of these nationalities are now participating in cross-border trade, regularly
making the journey to Kazakhstan and Uzbekistan.
Restoration and Tourism
Since the intervention of the West last century, interest has been growing in
this ancient trade route. The books written by Stein, Hedin and others have
brought the perceived oriental mystery of the route into western common
knowledge. Instilled with such romantic ideals as following in the footsteps of
Marco Polo, a rapidly increasing number of people have been interested in
visiting these desolate places. Since China opened its doors to foreign tourists
at the end of the 1970s, it has realised how much foreign currency can be
brought to the country by tapping this tourist potential. This has encouraged
the authorities to do their best to protect the remaining sites; restoration of
many of the sites is presently underway. The Mogao grottoes were probably the
first place to attract this attention; the Dunhuang Research Institute has been
studying and preserving the remains of the grottoes, as well as what was left of
the library. Restoration is presently underway; the outside of the grottoes was
faced in a special concrete to prevent further subsidence, and some of the
murals are being touched up by a team of specially trained artists and
craftsmen.
A corner of the sunday market in Kashgar, the former crossroads of Asia, where the the spirit of the Silk Road lives on. Every week, the different peoples from Western China are joined by countless others from Pakistan and the former Soviet Republics in one of the world's busiest and most lively open-air markets. In this quiet corner a Uygur trader sells spices, many of which have no doubt come from much further afield.
Although Xinjiang is opening up, it is still not an easy place to travel
around. Apart from the harsh climate and geography, many of the places are not
fully open yet, and, perhaps understandably, the authorities are not keen on
allowing foreigners to wander wherever they like, as Hedin and his successors
had done. The desolation of the place makes it ideal for such aspects of modern
life as rocket launching and nuclear bomb testing. Nevertheless, many sites can
be reached without too much trouble, and there is still much to see.
Conclusions
From its birth before Christ, through the heights of the Tang dynasty, until
its slow demise six to seven hundred years ago, the Silk Road has had a unique
role in foreign trade and political relations, stretching far beyond the bounds
of Asia itself. It has left its mark on the development of civilisations on both
sides of the continent. However, the route has merely fallen into disuse; its
story is far from over. With the latest developments, and the changes in
political and economic systems, the edges of the Taklamakan may yet see
international trade once again, on a scale considerably greater than that of
old, the iron horse replacing the camels and horses of the past.
BOOKS
Peter Hopkirk, `Foreign Devils on the Silk Road', Oxford U.P., 1980.
oliver@atm.ch.cam.ac.uk